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PECB ISO/IEC 42001:2023Artificial Intelligence Management System Lead Auditor Exam Sample Questions (Q43-Q48):

NEW QUESTION # 43
What is the purpose of conducting an opening meeting in the audit process?

A. To perform a root cause analysis
B. To discuss the audit findings
C. To establish the audit criteria
D. To confirm the audit plan and address any issues

Answer: D

Explanation:
Theopening meetingis a critical step in the audit process where the audit team:
* Confirms the audit plan
* Clarifies thescope, objectives, and schedule
* Addresses any last-minute concerns or changes
* Establishes lines of communication and cooperation
As perISO 19011:2018 - Clause 6.4.3, the opening meeting ensures mutual understanding between the auditor(s) and the auditee, helping set expectations and reduce confusion during the audit.
Reference: ISO 19011:2018 - Clause 6.4.3 (Opening Meeting)
ISO/IEC 42001:2023 - Clause 9.2.2 (Audit implementation)
PECB Lead Auditor Guide - Domain 5: "Opening and Conducting the Audit"

NEW QUESTION # 44
Question:
Which of the following statements regarding the organization's requirement to address risks and opportunities based on ISO/IEC 42001 is correct?

A. The organization is required to plan how to incorporate the actions in its AIMS and assess their effectiveness
B. The organization must integrate the actions into its AIMS but is not required to evaluate the effectiveness of those actions
C. The organization must address risks and opportunities but is not required to integrate these actions into its AIMS
D. The organization is only required to identify risks without taking specific action

Answer: A

Explanation:
ISO/IEC 42001 Clause 6.1.2 requires organizations toplan actions to address risks and opportunities, integrate these actions into the management system, andevaluate their effectivenessas part of continual improvement.
Reference:ISO/IEC 42001:2023 Clause 6.1.2 (Planning and Risk Integration into AIMS).

NEW QUESTION # 45
Scenario 1 (continued):
To ensure the integrity of the AI system, Future Horizon Academy has implemented measures to ensure that training data remain isolated from data that could lead to harmful or undesirable outcomes. The institution adds significant data elements as metadata, transforms the data into a format usable by the AI system, and uses data from one or more trusted sources.
Committed to standardization and continual improvement, Future Horizon Academy decided to implement an artificial intelligence management system (AIMS) based on ISO/IEC 42001 that would help the institution increase operational efficiency, resulting in improved processes.
After having the AIMS in place for a year, the institution decided to apply for a certification audit to get certified against ISO/IEC 42001. Prior to the certification audit, the institution conducted an internal audit and management review to ensure that the AIMS aligns with the institution's own requirements and that the system is being maintained effectively.
Question:
Based on functionality, what type of AI system did Future Horizon Academy establish?

A. Theory of mind
B. Limited memory
C. General AI
D. Reactive machines

Answer: B

Explanation:
The AI system described uses training data and prior experience (historical data) to make decisions, which matches Limited Memory systems. ISO/IEC 22989:2022 (supportive reference) categorizes Limited Memory AI as those that rely on past data and metadata to improve decision making, and ISO/IEC 42001 refers to AI functionality understanding under Clause 4.2 when considering context and system type.
Reference: ISO/IEC 22989:2022 Section 5.2.3; ISO/IEC 42001:2023 Clause 4.2.

NEW QUESTION # 46
Question:
A multinational technology corporation has initiated an audit process to assess compliance with ISO/IEC
42001. The audit team drafted an audit schedule after the initiation of the audit.
Which aspect of the audit schedule prepared by the audit team is NOT correct?

A. The audit schedule is based on a feasible time
B. The audit schedule prioritizes tasks based on their significance and relevance
C. The audit schedule is drafted after the initiation of the audit

Answer: C

Explanation:
An audit schedule must be preparedbeforethe initiation of the audit.
* ISO/IEC 17021-1:2015 Clause 9.2.3.1andISO 19011:2018 Clause 6.4.3require that the audit program and detailed schedule must be createdpriorto starting on-site activities.
* TheISO/IEC 42001 Lead Auditor Guidenotes:"The audit schedule must be planned andshared with the auditee during pre-audit activities." Reference:ISO/IEC 17021-1:2015 Clause 9.2.3.1; ISO 19011:2018 Clause 6.4.3.

NEW QUESTION # 47
What among the below list of steps comes before the other ones in the management system audit process?

A. Performing document review
B. Conducting the opening meeting
C. Preparing the audit report
D. Initiating the audit

Answer: D

Explanation:
The first step in the audit process isInitiating the audit.
As perISO 19011:2018 - Clause 6.3, initiating the audit involves activities such asappointing the audit team
, defining theaudit scope and objectives, andcommunicating with the auditeeto set expectations.
After initiation, the auditor proceeds withdocument review, followed by theopening meeting, and then moves into audit execution and reporting.
Reference: ISO 19011:2018 - Clause 6.3 (Initiating the audit)
PECB Lead Auditor Guide - Domain 4: "Audit Lifecycle and Step-by-Step Process"

NEW QUESTION # 48
......

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ISO-IEC-42001-Lead-Auditor New APP Simulations - New ISO-IEC-42001-Lead-Auditor Test Dumps

New ISO-IEC-42001-Lead-Auditor Test Dumps & ISO-IEC-42001-Lead-Auditor Valid Exam Vce

PECB ISO/IEC 42001:2023Artificial Intelligence Management System Lead Auditor Exam Sample Questions (Q43-Q48):

Valid ISO-IEC-42001-Lead-Auditor test answers & PECB ISO-IEC-42001-Lead-Auditor pass test & ISO-IEC-42001-Lead-Auditor lead2pass review

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